SBIR at the National Science Foundation
2015

Consensus

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The Small Business Innovation Research (SBIR) program is one of the largest examples of U.S. public-private partnerships, and was established in 1982 to encourage small businesses to develop new processes and products and to provide quality research in support of the U.S. government's many missions. The U.S. Congress tasked the National Research Council with undertaking a comprehensive study of how the SBIR program has stimulated technological innovation and used small businesses to meet federal research and development needs, and with recommending further improvements to the program. In the first round of this study, an ad hoc committee prepared a series of reports from 2004 to 2009 on the SBIR program at the five agencies responsible for 96 percent of the program's operations—including the National Science Foundation (NSF). Building on the outcomes from the first round, this second round presents the committee's second review of the NSF SBIR program's operations.

Public-private partnerships like SBIR are particularly important since today's knowledge economy is driven in large part by the nation's capacity to innovate. One of the defining features of the U.S. economy is a high level of entrepreneurial activity. Entrepreneurs in the United States see opportunities and are willing and able to assume risk to bring new welfare-enhancing, wealth-generating technologies to the market. Yet, although discoveries in areas such as genomics, bioinformatics, and nanotechnology present new opportunities, converting these discoveries into innovations for the market involves substantial challenges. The American capacity for innovation can be strengthened by addressing the challenges faced by entrepreneurs.

Publication information

366 pages · 6 x 9 · paperback
ISBN Paperback: 0-309-31196-9
ISBN Ebook: 0-309-31197-7
DOI: https://doi.org/10.17226/18944

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National Academies of Sciences, Engineering, and Medicine. 2015. SBIR at the National Science Foundation. Washington, DC: The National Academies Press.

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Front Matter i-xiv
Summary 1-4
1 Introduction 5-21
2 NSF and Its SBIR Program 22-53
3 SBIR Awards at the National Science Foundation 54-85
4 Commercial and Knowledge Outcomes 86-123
5 The Phase IIB Program 124-151
6 Insights from Case Studies and Extended Survey Responses 152-174
7 Findings and Recommendations 175-200
Appendixes 201-202
Appendix A: Overview of Methodological Approaches, Data Sources, and Survey Tools 203-221
Appendix B: Major Changes to the SBIR Program Resulting from the 2011 SBIR Reauthorization Act, Public Law 112-81, December 2011 222-225
Appendix C: 2011 Survey Instrument 226-239
Appendix D: 2010 Phase IIB Survey Instrument 240-251
Appendix E: Case Studies 252-336
Appendix F: Bibliography 337-352

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SBIR at the National Science Foundation (2015)

Chapter: Appendixes

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SBIR at the National Science Foundation (2015)

Chapter: Appendixes